Striving to be your trusted partner in Digital
Asset Management

Wave provides unique exposure to digital assets through multiple strategies registered with the US Securities & Exchange Commission as an investment adviser

Participate in one of the highest performing asset classes of the past decade*

Wave provides unique exposure to digital assets through multiple strategies registered with the US Securities & Exchange Commission as an investment adviser

Approximately $1,000,000,000
Assets Under Management

Wave Financial, a regulated digital assset manager with over $1 Billion of Assets Under Management.

Learn more about our current status incuding AUM at www.adviserinfo.sec.gov

WE WON
TADS AWARD

Worlds first international awards for tokenized assets and digitized securities

Index Fund

Wave Select 5 Digital Fund provides exposure to one of the best performing asset classes of the last 5 years

Income Fund

Wave Bitcoin Income and Growth Fund- A professionally risk-managed Bitcoin fund product designed to transform BTC volatility into stable yield

Real Asset Fund

Wave Whiskey 2020 Digital Fund, the world’s first tokenized whiskey barrel fund that captures value appreciation associated with the aging of Kentucky whiskey, designed to be recession resistant

Active VC Fund

Actively-managed liquid VC fund investing in crypto-assets since 2018 (spun out of Wavemaker Partners, a $400m traditional tech VC firm)

Wealth Management

Your ultimate solution for digital asset portfolio management, combining custody, execution, and tailored investment strategies

Protocol Inventory Management

Advanced treasury solutions including managed liquidations, staking, and derivatives support - all provided by our 24/7 global trading team

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Why us

A Registered Investment Advisor for Digital Assets

As a California Registered Investment Advisor, we have a fiduciary duty to our clients. Unlike some other providers of crypto investment services, we are legally obligated to protect your interests, and your interests alone. As one of the first Registered Investment Advisors to focus exclusively on digital assets, we provide unparalleled portfolio management developed through years of experience.

A proven track record

Our management team has top-tier experience in investment banking, asset management and global capital markets. We combine financial innovation with regulatory and compliance best practices, so you’re always covered.

Impressive Research-Based Returns

We we endeavor to lead the market in innovative, award-winning products such as derivative-based yields and tokenized assets. Wave offers a variety of investment strategies covering yield- and alpha-generation to indexed beta exposure.

World-Class Custody

Wave utilizes institutional grade qualified custodian services, helping investors to navigate the complex landscape of digital assets with a connected, compliant, and secure suite of solutions + best in class service providers.

Bespoke Client Services

White-glove solution to cater to any client needs. Our experts have the knowledge and expertise to professionally address any goal.

Our team

The Wave team is pioneering the bridge between traditional asset management and cutting edge technology

David Siemer
David Siemer
Chief Executive Officer
  • Co-Founder of Wavemaker, a global venture fund managing $325M in AUM across 300 companies
  • Founder of Siemer & Associates tech-focused investment bank (acquired by CEC Capital)
  • MBA U of Chicago, Series 66 securities license
Les Borsai
Les Borsai
Chief Strategy Officer
  • Serial entrepreneur and consultant
  • Advisor to Ripple, RightMesh, and YouNow
  • Early investor in Ethereum, Filecoin, Tezos, Stellar
Benjamin Tsai
Benjamin Tsai
President, Managing Partner
  • Former CEO of Merrill Lynch Singapore Commodities
  • Former Head of Alternative Investments Asia for AllianceBernstein
  • MBA UCLA, Series 65/3 securities license
Matteo Dante Perruccio
Matteo Dante Perruccio
President, International
  • 30 years experience in investment management
  • Global Head, Key Clients & Strategic Partners at Jupiter Asset Management
  • Founder of  Hermes BPK, CEO International of Pioneer Investments
Jennifer Wilde Anderson
Jennifer Wilde Anderson
Chief Operating Officer
  • Wavemaker Partners, Casden Properties, Siemer & Associates, Senate Judiciary Committee
  • BA Yale; JD University of Chicago
Justin Estrera
Justin Estrera
Chief Financial Officer
  • Over 15 years of experience as an auditor and trusted business advisor to emerging and established alternative and traditional asset managers
  • Previously served as CFO of a boutique investment manager and Vice President of Finance of a large hedge fund manager
  • Certified Public Accountant (California)
  • B.A., with honors, Business Economics from UCLA
Henry K. Elder
Henry K. Elder
Managing Director, Head of Treasury & Wealth Management
  • Slice.market, Latitude Real Estate Investors (now LaSalle), George Smith Partners, ValueAct Capital
  • Arranged over $1b of investments across the real estate and tech sectors 
  • Series 66 securities license
David Roebuck
David Roebuck
Venture Principal
  • Business Development Manager, TRON Foundation
  • Principal, Sora Ventures
    Investment Analyst, Int’l Space Station, US National Laboratory
  • Analyst, DFJ Dragon Fund
Heidi Pease
Heidi Pease
Head of Investment Products
  • MBA & CEO, Los Angeles Blockchain Lab
  • Blockchain and Crypto Consultant for Panasonic and Lamborghini
  • Advisor to US Department Of Commerce Blockchain Trade Mission
Nauman Sheikh
Nauman Sheikh
Managing Director, Head of Protocol Treasury Management
  • Wall St veteran in global equities including derivatives, prime brokerage, research and capital markets
  • Former Head of Derivatives and Synthetic sales at Bank of America Merrill Lynch.
  • Former Equity Derivatives and Synthetic prime brokerage distribution at Credit Suisse
  • MBA, Columbia Business School
  • Series 3, 4, 7, 24, 63
Annie Burford
Annie Burford
Vice President, Operations
  • 14+ years of experience in event marketing / operations
  • Former Vice President, CEC Capital Group
  • Former Director of Events, dot.LA 
  • Siemer & Associates 
  • BA, UConn
Jomjai Srisomburananont
Jomjai Srisomburananont
Vice President of Treasury & Wealth Management
  • Former Financial Advisor, Merrill Lynch - Wealth Management
  • Former art dealer and consultant
  • MBA, Claremont Graduate University
  • MA, Sotheby’s Institute of Art
  • Series 7 & 66 securities licenses
  • Certified Exit Planning Advisor
Umed Saidov, CFA
Umed Saidov, CFA
Head of Staking Operations
  • Former global power & infrastructure banker (IFC, EBRD)
  • Digital asset and blockchain expert
  • Early Cardano stake pool operator 
  • Lunux and Haskell supporter 
  • INSEAD MBA
Michael Jones
Michael Jones
Head of Business Development
  • Over a decade of Institutional, Family Office and Non-Profit Asset Management Experience (PIMCO, Goldman Sachs)
  • MBA, Vanderbilt University; B.S., California State University Northridge
  • FINRA license holder, Series 7, 66, & 3
Ben Hao
Ben Hao
Head of Trading
  • Founder of several financial modeling and trading firms
  • MD, Head of Asia, Deutsche Bank Alternative Trading hedge fund
  • MD, Global Head of Equity Quantitative Trading, Dresdner Kleinwort
Justin Chuh, CFA
Justin Chuh, CFA
Senior Trader
  • FX Trader, HC Tech
  • Chartered Financial Analyst
  • BS, Business Economics and Management, Arizona
Laurentius Harrer
Laurentius Harrer
Senior Banking Associate
  • Former M&A specialist investment banker at Houlihan Lokey’s Consumer, Food & Retail Group
  • Series 63 & 79
  • BBA, Finance, University of Colorado at Boulder
Jason Choi
Jason Choi
Senior Structuring Associate
  • Former Tech, Media & Telecom Corporate Banker at Bank of America Securities
  • Series 63 & 79
  • BA, Global Studies, University of Illinois Urbana-Champaign
Tyler Matses
Tyler Matses
Venture Associate
  • Healthcare Investment Banking Analyst, Raymond James
  • Financial Analyst, Blackstone
  • BSBA, Finance, Ohio State University
Jack Lu
Jack Lu
Analyst
  • Investment Advisory Representative, Mutual of Omaha
  • BA, Financial Math and Statistics, UC Santa Barbara
  • Licensed Investment Advisory Representative
Lana Anderson
Lana Anderson
Operations Assistant
  • BS, Finance And Management Information Systems, SUNY Binghamton
Samuel Eisner
Samuel Eisner
Analyst
  • Financial Advisor, Equitable Advisors
  • BS, Environmental Economics & Policy, UC Berkeley
  • Series 7 & 66 Licenses
Norraphon Dejruksavattana
Norraphon Dejruksavattana
Trader
  • Quantitative Trader, Independent 
  • Algorithmic Trading Advisor, AMR Trading Capital
  • Quantitative Portfolio Manager, AMR Trading Capital
  • Algorithmic Trader, AMR Trading Capital 
  • BBA, Investment Finance and Economics, University of Wisconsin-Milwaukee
Aric Chang
Aric Chang
Venture Analyst
  • Investment Consultant, Aves Lair
  • Compliance Consultant, Aspect Advisors
  • Series 7, 24, & 63 holder
  • BA, Political Science and Asian Studies, UC Berkeley
Joanna Nesgoda
Joanna Nesgoda
Legal Operations Manager
  • Compliance and Risk Specialist, AGIA
  • Paralegal at BFAS Law & JDSA Law, specializing in entity formation and management
  • CA Notary Public
John Caldwel
John Caldwel
NFT Principal
John is a tastemaker and contributor to the tight knight NFT community. He trades creates and manages communities in almost every major NFT project. Interests
  • The intersection of traditional and digital art markets
  • Historical provenance and relevance of non-fungible assets that exist on-chain
  • Generative art, NFT Photography, gated content, and communities that utilize NFTs
Paige Golay
Paige Golay
Executive Assistant
  • Master's in Applied Leadership and Management, Thunderbird School of Global Management, top 20%
  • Air Force Veteran
  • Member of Beta Gamma Sigma- International Business Honor Society 
Kristeen Rodriguez
Kristeen Rodriguez
Junior Accountant
  • Former Tax Associate at Macias Gini & O'Connell LLP
  • BS, Business Administration, Concentration in Accounting, SFSU

Our Partners
and Service Providers

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Backed by institutions and individuals with impressive results and track record

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Bill Woodward

Venture Capitalist with $3 billion in exits, including Macromedia, Launch Media, Myspace, Nevenvision, Pulse, and Cognet

Brock Pierce

Co-Founder of Blockchain Capital, Tether, Block.One (EOS), Director of Bitcoin Foundation

Charles Hoskinson

Founder of Cardano & Co-Founder of Ethereum

Michael Arrington

Founder of TechCrunch and Arrington Capital

Rahilla Zafar

Advisory Board Wave Financial

Ken Nguyen

Managing Partner, Insight Capital. VC / PE investor, complex special situations banker; McCourt Global, Blackstone, Citigroup

Contact Us

Exposure to digital assets, blockchain technology, and income generating products.