Striving to be your trusted partner in Digital
Asset Management

Wave provides unique exposure to digital assets through multiple strategies registered with the US Securities & Exchange Commission as an investment adviser

Participate in one of the highest performing asset classes of the past decade*

Wave provides unique exposure to digital assets through multiple strategies registered with the US Securities & Exchange Commission as an investment adviser

Approximately $1,000,000,000
Assets Under Management

Wave Financial, a regulated digital assset manager with over $1 Billion of Assets Under Management.

Learn more about our current status incuding AUM at www.adviserinfo.sec.gov

WE WON
TADS AWARD

Worlds first international awards for tokenized assets and digitized securities

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Index Fund

Wave Select 5 Digital Fund provides exposure to one of the best performing asset classes of the last 5 years

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Income Fund

Wave Bitcoin Income and Growth Fund- A professionally risk-managed Bitcoin fund product designed to transform BTC volatility into stable yield

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Real Asset Fund

Wave Whiskey 2020 Digital Fund, the world’s first tokenized whiskey barrel fund that captures value appreciation associated with the aging of Kentucky whiskey, designed to be recession resistant

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Active VC Fund

Actively-managed liquid VC fund investing in crypto-assets since 2018 (spun out of Wavemaker Partners, a $400m traditional tech VC firm)

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Wealth Management

Your ultimate solution for digital asset portfolio management, combining custody, execution, and tailored investment strategies

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Protocol Inventory Management

Advanced treasury solutions including managed liquidations, staking, and derivatives support - all provided by our 24/7 global trading team

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Why us

A Registered Investment Advisor for Digital Assets

As a California Registered Investment Advisor, we have a fiduciary duty to our clients. Unlike some other providers of crypto investment services, we are legally obligated to protect your interests, and your interests alone. As one of the first Registered Investment Advisors to focus exclusively on digital assets, we provide unparalleled portfolio management developed through years of experience.

A proven track record

Our management team has top-tier experience in investment banking, asset management and global capital markets. We combine financial innovation with regulatory and compliance best practices, so you’re always covered.

Impressive Research-Based Returns

We we endeavor to lead the market in innovative, award-winning products such as derivative-based yields and tokenized assets. Wave offers a variety of investment strategies covering yield- and alpha-generation to indexed beta exposure.

World-Class Custody

Wave utilizes institutional grade qualified custodian services, helping investors to navigate the complex landscape of digital assets with a connected, compliant, and secure suite of solutions + best in class service providers.

Bespoke Client Services

White-glove solution to cater to any client needs. Our experts have the knowledge and expertise to professionally address any goal.

Our team

The Wave team is pioneering the bridge between traditional asset management and cutting edge technology

David Siemer

Chief Executive Officer

Co-Founder of Wavemaker, a global venture fund managing $325M in AUM across 300 companies
Founder of Siemer & Associates tech-focused investment bank (acquired by CEC Capital)
MBA U of Chicago, Series 66 securities license

Les Borsai

Chief Strategy Officer

Serial entrepreneur and consultant
Advisor to Ripple, RightMesh, and YouNow
Early investor in Ethereum, Filecoin, Tezos, Stellar

Benjamin Tsai

President, Managing Partner

Former CEO of Merrill Lynch Singapore Commodities
Former Head of Alternative Investments Asia for AllianceBernstein
MBA UCLA, Series 65/3 securities license

Matteo Dante Perruccio

President, International

30 years experience in investment management
Global Head, Key Clients & Strategic Partners at Jupiter Asset Management
Founder of Hermes BPK, CEO International of Pioneer Investments

Jennifer Wilde Anderson

Chief Operating Officer

Wavemaker Partners, Casden Properties, Siemer & Associates, Senate Judiciary Committee
BA Yale; JD University of Chicago

Justin Estrera

Chief Financial Officer

Over 15 years of experience as an auditor and trusted business advisor to emerging and established alternative and traditional asset managers
Previously served as CFO of a boutique investment manager and Vice President of Finance of a large hedge fund manager
Certified Public Accountant (California)
B.A., with honors, Business Economics from UCLA

Henry K. Elder

Managing Director, Head of Treasury & Wealth Management

Slice.market, Latitude Real Estate Investors (now LaSalle), George Smith Partners, ValueAct Capital
Arranged over $1b of investments across the real estate and tech sectors
Series 66 securities license

David Roebuck

Venture Principal

Business Development Manager, TRON Foundation
Principal, Sora Ventures
Investment Analyst, Int’l Space Station, US National Laboratory
Analyst, DFJ Dragon Fund

Heidi Pease

Head of Investment Products

MBA & CEO, Los Angeles Blockchain Lab
Blockchain and Crypto Consultant for Panasonic and Lamborghini
Advisor to US Department Of Commerce Blockchain Trade Mission

Nauman Sheikh

Managing Director, Head of Protocol Treasury Management

Wall St veteran in global equities including derivatives, prime brokerage, research and capital markets
Former Head of Derivatives and Synthetic sales at Bank of America Merrill Lynch.
Former Equity Derivatives and Synthetic prime brokerage distribution at Credit Suisse
MBA, Columbia Business School
Series 3, 4, 7, 24, 63

Annie Burford

Vice President, Operations

14+ years of experience in event marketing / operations
Former Vice President, CEC Capital Group
Former Director of Events, dot.LA
Siemer & Associates
BA, UConn

Jomjai Srisomburananont

Vice President of Treasury & Wealth Management

Former Financial Advisor, Merrill Lynch - Wealth Management
Former art dealer and consultant
MBA, Claremont Graduate University
MA, Sotheby’s Institute of Art
Series 7 & 66 securities licenses
Certified Exit Planning Advisor

Umed Saidov, CFA

Head of Staking Operations

Former global power & infrastructure banker (IFC, EBRD)
Digital asset and blockchain expert
Early Cardano stake pool operator
Lunux and Haskell supporter
INSEAD MBA

Michael Jones

Head of Business Development

Over a decade of Institutional, Family Office and Non-Profit Asset Management Experience (PIMCO, Goldman Sachs)
MBA, Vanderbilt University; B.S., California State University Northridge
FINRA license holder, Series 7, 66, & 3

Justin Chuh, CFA

Senior Trader

FX Trader, HC Tech
Chartered Financial Analyst
BS, Business Economics and Management, Arizona

Laurentius Harrer

Senior Banking Associate

Former M&A specialist investment banker at Houlihan Lokey’s Consumer, Food & Retail Group
Series 63 & 79
BBA, Finance, University of Colorado at Boulder

Jason Choi

Senior Structuring Associate

Former Tech, Media & Telecom Corporate Banker at Bank of America Securities
Series 63 & 79
BA, Global Studies, University of Illinois Urbana-Champaign

Tyler Matses

Venture Associate

Healthcare Investment Banking Analyst, Raymond James
Financial Analyst, Blackstone
BSBA, Finance, Ohio State University

Jack Lu

Analyst

Investment Advisory Representative, Mutual of Omaha
BA, Financial Math and Statistics, UC Santa Barbara
Licensed Investment Advisory Representative

Lana Anderson

Operations Assistant

BS, Finance And Management Information Systems, SUNY Binghamton

Samuel Eisner

Analyst

Financial Advisor, Equitable Advisors
BS, Environmental Economics & Policy, UC Berkeley
Series 7 & 66 Licenses

Norraphon Dejruksavattana

Trader

Quantitative Trader, Independent
Algorithmic Trading Advisor, AMR Trading Capital
Quantitative Portfolio Manager, AMR Trading Capital
Algorithmic Trader, AMR Trading Capital
BBA, Investment Finance and Economics, University of Wisconsin-Milwaukee

Aric Chang

Venture Analyst

Investment Consultant, Aves Lair
Compliance Consultant, Aspect Advisors
Series 7, 24, & 63 holder
BA, Political Science and Asian Studies, UC Berkeley

Joanna Nesgoda

Legal Operations Manager

Compliance and Risk Specialist, AGIA
Paralegal at BFAS Law & JDSA Law, specializing in entity formation and management
CA Notary Public

John Caldwel

NFT Principal

John is a tastemaker and contributor to the tight knight NFT community. He trades creates and manages communities in almost every major NFT project. Interests

The intersection of traditional and digital art markets
Historical provenance and relevance of non-fungible assets that exist on-chain
Generative art, NFT Photography, gated content, and communities that utilize NFTs